How to locate SEC data and various financial statements.

 

 

 

 

 

 

Demonstrate how to locate SEC data and various financial statements.
Select any publicly traded organization (e.g., your employer may be a good choice). Locate the organization on
the SEC’s Web site at http://www.sec.gov. Use the EDGAR database on the SEC Web site to view the
organization’s 10k filing. Also, search for the company’s standard industrial classification (SIC) code. Retrieve
the different financial statements in the 10k filing. Check out the footnotes in the financial statements. Discuss
any emerging issues that are evident on the SEC Web site.
Let’s do an example in case you have trouble. You will need to write this down or print it out somehow so you
can use this example to get to the information.
Click on the SEC Link in the instructions; it will take you to the SEC Home page. You can explore that for a
while. But to get to our sample information, look for “Filings” on the menu bar, then click on “Company Filings
Search.”
On the next page type “Wal Mart” (without quotes and make sure you put in the space and do not use a “-“; just
Wal Mart) in the Company Name box; click “Search.”
Now see “Wal Mart Stores Inc?” Note the SIC Code just below it.
Click then on the 0000104169 (you may have to scroll down a few pages) and take a look at all the information
there. Look down the page at all the information filed by Wal Mart with the SEC. Look specifically for a 10K
filing. Click on “html” for the 10K; it should eventually display on your screen, though you may need to click
through a few links to find it (web sites change from time to time as new information is added).
Explore this; it is quite long and quite detailed. I suspect you will be amazed to see how much information a
company must share with the world and how much is available to you if you go looking. Take a good hard look
over this document.
Do some research on this site to tell us just what a 10K is?
Give it a try, and then try another publicly traded company. Try a big one; it will be easier for you to isolate. If
you cannot get any further than Wal Mart, you can discuss what you find about them for this assignment.
However, TRY to select different companies so the entire class is not researching the same company. We will
all learn more this way.

 

 

 

 

 

 

 

 

Sample Solution

Protection Act (1984, 1998) The main purpose of this Act is to protect personal data stored on computers or in an organised paper filing system. The Act applies to both manual and computerised personal files and requires transparency in the use of information and emphasises the need for privacy and access by individuals (data protection, 2018). The Data Protection Act 1984 has now been replaced by the Data Protection Act 1998.The Act applies to both manual and modernized individual records and requires straightforwardness in the use of data and underscores the requirement for security and access by people. (data protection, 2018). The Data Protection Act 1984 has now been supplanted by the Data Protection Act 1998 and its basic role of current information assurance enactment is to ensure people against conceivable abuse of data about them held by others. Under the terms of the new Act, processing of data includes any activity to do with the data involved. All staff who approach or utilise individual information like: address records, contact points of interest and additionally singular documents need to guarantee that such information isn’t revealed to any unapproved individual, on account of delicate individual information which incorporates information about: racial or ethnic details, political convictions, religious or different beliefs, exchange association participation, wellbeing, sexual orientation, criminal charges and procedures or feelings there are extra confinements and express consent will typically be required. (data protection, 2018) Under the terms of the new Act, handling of information incorporates any movement to do with the information included “and its primary purpose of current data protection legislation is to protect individuals against possible misuse of information about them held by others”. (data protection, 2018) Disability Discrimination Act (1995, 2005) Equality Act (2010) The Act was the pinnacle of public campaign to constrain the government to end state and business discrimination against disabled people,” is an important piece of legislation with the potential to protect the employment rights of people with disabilities. It covers people with physical or mental impairments that have a substantial and long-term adverse effect on their ability to carry out normal day-to-day activities”. (Boardman, 2018) The Act was amended in 2005 and made significant changes to the 1995 Act. The Disability Discrimination Act (DDA) is a civil right law who establish to make discrimination against disabled persons (people with cancer, HIV infection, multiple sclerosis, severe disfigurement or blind) sex discrimination, race relation in connection with employment or provision of goods, facilities and services or management disposal illegal, buying or renting a property,” it is unlawful to discriminate against people in respect of their disabilities in relation to employment, the provision of goods and services, education and transport”. (legislation.gov.uk, 2018) In 2010 Equality Act was establish to replaced previous anti-discrimination laws (Disability Discrimination, Race Relations, Sex Discrimination) with a single Act, and legitimately shields individuals from discriminat

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